OMB control number
Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement
OMB 3235-0704 · SEC.
OMB 3235-0704
Regulation D Rule 506(e) requires issuers to provide disclosure to purchasers regarding past disqualifying events enumerated in Regulation D Rule 506(d).
The latest form for Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement expires 2024-01-31 and is listed under ICR 202010-3235-014.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Rule506(e).FederalRegister.30 Day Notice.pdf | Supplementary Document |
| Rule506(e).FederalRegister.60 Day Notice.pdf | Supplementary Document |
| Bad Actors Supporting statement.10-20-2020.pdf | Supporting Statement A |
 Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement (Disclosure B) |
Information collection |
| Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement (Disclosure A) |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202010-3235-014 | Extension without change of a currently approved collection | 2020-10-28 | ||
| 201706-3235-013 | Extension without change of a currently approved collection | 2017-06-29 | Approved without change | |
| 201403-3235-009 | Extension without change of a currently approved collection | 2014-03-12 | Approved without change | |
| 201308-3235-013 | New collection (Request for a new OMB Control Number) | 2013-09-05 | Approved without change | |
| 201307-3235-006 | New collection (Request for a new OMB Control Number) | 2013-07-24 | Withdrawn |
OMB Details
Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement (Disclosure A)
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight