OMB control number

Credit Risk Retention - Regulation RR

OMB 3235-0712 · SEC.

OMB 3235-0712

The credit risk retention recordkeeping and disclosure requirements are contained in Regulation RR, which would implement Section 15G of the Securities Exchange Act of 1934.

The latest form for Credit Risk Retention - Regulation RR expires 2027-08-31 and is listed under ICR 202406-3235-031.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
CreditRiskRetention.SS.2024.pdf	Supporting Statement A
Regulation RR.30 Day Federal Register Notice.89FR53692.pdf	Supplementary Document
Regulation RR.60 Day Federal Register Notice.89FR27472.pdf	Supplementary Document
?_D.18 - Underwriting Standards for Qualifying Autombile Loans: Recordkeeping	Information collection
?_D.18 - Underwriting Standards for Qualifying Autombile Loans: Disclosures	Information collection
?_D.17 - Underwriting Standards for Qualifying CRE Loans: Recordkeeping	Information collection
?_D.17 - Underwriting Standards for Qualifying CRE Loans: Disclosures	Information collection
?_D.16 - Underwriting Standards for Qualifying Commercial Loans: Recordkeeping	Information collection
?_D.16 - Underwriting Standards for Qualifying Commercial Loans: Disclosures	Information collection
?_D.15 - Exemptions for Qualifying Commercial Loans, Commercial Real Estate Loans, and Automobile Loans: Recordkeeping	Information collection
?_D.15 - Exemptions for Qualifying Commercial Loans, Commercial Real Estate Loans, and Automobile Loans: Disclosures	Information collection
?§_D.13 and_.19(g) - Exemption for Qualified Residential Mortgages and Qualifying 3-to-4 Unit Residential Mortgage Loans: Recordkeeping	Information collection
?§_D.13 and_.19(g) - Exemption for Qualified Residential Mortgages and Qualifying 3-to-4 Unit Residential Mortgage Loans: Disclosures	Information collection
?_C.11 - Allocation of Risk Retention to an Originator: Recordkeeping	Information collection
?_C.11 - Allocation of Risk Retention to an Originator: Disclosures	Information collection
?_B.10 - Qualified Tender Option Bonds: Disclosures	Information collection
?_B.9 - Open-Market CLOs: Disclosures	Information collection
?_B.8 - FNMA and FHLMC ABS: Disclosures	Information collection
?_B.7 - Commercial Mortgage-Backed Securities: Recordkeeping	Information collection
?_B.7 - Commercial Mortgage-Backed Securities: Disclosures	Information collection
?_B.6 - Eligible ABCP Conduits: Recordkeeping	Information collection
?_B.6 - Eligible ABCP Conduits: Disclosures	Information collection
?_B.5 - Revolving Master Trusts: Recordkeeping	Information collection
?_B.5 - Revolving Master Trusts: Disclosures	Information collection
?_B.4 - Combined Horizontal and Vertical Interests: Recordkeeping	Information collection
?_B.4 - Combined Horizontal and Vertical Interests: Disclosures	Information collection
?_B.4 - Standard Risk Retention - Vertical Interest: Recordkeeping	Information collection
?_B.4 - Standard Risk Retention - Vertical Interest: Disclosures	Information collection
?_B.4 - Standard Risk Retention - Horizontal Interest: Recordkeeping	Information collection
?_B.4 - Standard Risk Retention - Horizontal Interest: Disclosures	Information collection

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202406-3235-031	Extension without change of a currently approved collection	2024-06-30
202105-3235-019	Extension without change of a currently approved collection	2021-05-21	Approved without change
201803-3235-014	Extension without change of a currently approved collection	2018-03-27	Approved without change
201410-3235-014	New collection (Request for a new OMB Control Number)	2015-01-16	Approved without change
201310-3235-007	New collection (Request for a new OMB Control Number)	2013-10-30	Comment filed on proposed rule

OMB Details

§_B.4 - Standard Risk Retention - Horizontal Interest: Disclosures

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight