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Federal forms, ICRs, and supporting documents

OMB control number

Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information

OMB 3235-0718 · SEC.

OMB 3235-0718

The Dodd-Frank Act amended the Exchange Act to require the Commission to adopt rules providing for, among other things (i) the reporting of security-based swaps ("SBSs") to a registered security-based swap data repository ("SDR") or to the Commission; and (ii) real-time public dissemination of SBS transaction, volume, and pricing information. Pursuant to Sections 763 and 766 of Title VII of the Dodd-Frank Act, the Commission adopted Regulation SBSR to fulfill these requirements.

The latest form for Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information expires 2029-07-31 and is listed under ICR 202512-3235-020.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
20260306_3235-0718_2026-04436_91 FR 11116_30-Day Submission Notice.pdf.pdfSupplementary Document
20251231_3235-0718_2025-24019_90 FR 61462_60-Day Collection Notice.pdfSupplementary Document
3235-0718 Supporting Statement.pdfSupporting Statement A
905 - Clearing Agencies Information collection
906(c) - Registered Broker-Dealer Participants Information collection
905 - Reporting Sides - New Respondents Information collection
901 - Reporting Sides - New Respondents Information collection
906(c) - Registered Clearing Agencies and Platforms Information collection
901 - Clearing Agencies Information collection
905 - Platforms Information collection
901 - Platforms Information collection
Rule 908(c) - Requesting Entities Information collection
Rule 903(a) - Participants with LEIs Information collection
Rule 903(a) - Participants without LEIs Information collection
Rule 907 - SDR Information collection
Rule 906(c) - Security-Based Swap Dealers and Major Security-Based Swap Participants Information collection
Rule 906(b) - Participants Information collection
Rule 906(a) - Participants Information collection
Rule 906 - SDR Information collection
Rule 905 - SDR Information collection
Rule 905 - Participants Information collection
Rule 905 - Reporting Sides Information collection
Rule 904 - SDRs Information collection
Rule 902 - SDRs Information collection
Rule 901 - SDRs Information collection
Rule 901 - Reporting Sides Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202512-3235-020 Extension without change of a currently approved collection 2026-03-06
202210-3235-032 Extension without change of a currently approved collection 2023-02-10 Approved without change
201905-3235-030 Extension without change of a currently approved collection 2019-12-16 Approved without change
201607-3235-004 Revision of a currently approved collection 2016-08-15 Approved without change
201604-3235-014 Revision of a currently approved collection 2016-04-25 Comment filed on proposed rule and continue
201502-3235-002 New collection (Request for a new OMB Control Number) 2015-03-19 Approved without change
201406-3235-006 New collection (Request for a new OMB Control Number) 2014-07-10 Comment filed on proposed rule
201012-3235-028 New collection (Request for a new OMB Control Number) 2010-12-23 Comment filed on proposed rule

OMB Details

Rule 901 - Reporting Sides

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight