Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information

The Dodd-Frank Act amends the Exchange Act to require the Commission to adopt rules providing for, among other things (i) the reporting of security-based swaps (“SBSs”) to a registered security-based swap data repository (“SDR”) or to the Commission; and (ii) real-time public dissemination of SBS transaction, volume, and pricing information. Pursuant to Sections 763 and 766 of Title VII of the Dodd-Frank Act, the Commission is adopting Regulation SBSR to fulfill these requirements.

The latest form for Regulation SBSR (Rules 900 - 912) – Reporting and Dissemination of Security-Based Swap Information expires 2023-02-28 and can be found here.

Rule 901 - Reporting Sides

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight