Form 1-U

OMB 3235-0722

OMB 3235-0722

Form 1-U is used to file current event reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.

The latest form for Form 1-U expires 2021-09-30 and can be found here.

SEC filings made via the EDGAR database are searchable on, along with a feed of the latest filings for OMB 3235-0722: Form 1-U filings .

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