OMB control number
Form 1-U
OMB 3235-0722 · SEC.
OMB 3235-0722
Form 1-U is used to file current event reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.
The latest form for Form 1-U expires 2028-01-31 and is listed under ICR 202412-3235-005.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0722: Form 1-U filings 
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Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC 2915 Form 1-U | Form and Instruction |
| Form SEC 2915 Form 1-U | Form and Instruction |
| 2024 12 11_89 FR 99934_3235–0722_Submission.pdf | Supplementary Document |
| 2024 12 11_89 FR 99934_3235–0722_Submission.pdf | Supplementary Document |
| Form 1-U PRA supporting statement.Final.2024.pdf | Supporting Statement A |
| Form 1-U PRA supporting statement.Final.2024.pdf | Supporting Statement A |
| Form 1-U.60 Day Federal Register.89 FR 66158.pdf | Supplementary Document |
| Form 1-U.60 Day Federal Register.89 FR 66158.pdf | Supplementary Document |
| March 22, 2023 EDGAR PIA.pdf | Supplementary Document |
| March 22, 2023 EDGAR PIA.pdf | Supplementary Document |
 Form 1-U |
Form and Instruction |
| Form 1-U |
Form and Instruction |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202412-3235-005 | Extension without change of a currently approved collection | 2024-12-11 | ||
| 202108-3235-012 | Extension without change of a currently approved collection | 2021-09-27 | Approved without change | |
| 201806-3235-021 | Extension without change of a currently approved collection | 2018-06-26 | Approved without change | |
| 201505-3235-005 | New collection (Request for a new OMB Control Number) | 2015-05-06 | Approved without change | |
| 201408-3235-014 | New collection (Request for a new OMB Control Number) | 2014-08-14 | Comment filed on proposed rule |