Form 1-U is used to file current event reports by Tier 2 issuers under Regulation A, an exemption from registration under the Securities Act of 1933.
The latest form for Form 1-U expires 2021-09-30 and can be found here.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0722: Form 1-U filings .
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Form and Instruction |
Supplementary Document |
Supporting Statement A |
Supplementary Document |
Supplementary Document |