Crowdfunding Rules 300-304 (Intermediaries)
OMB 3235-0726
OMB 3235-0726
Rules 300 to 304 of Regulation Crowdfunding serve to provide a framework for the regulation of funding portals and brokers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6).
The latest form for Crowdfunding Rules 300-304 (Intermediaries) expires 2022-05-31 and can be found here.
Latest Forms, Documents, and Supporting Material
Document Name |
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Supplementary Document |
Supplementary Document |
Supporting Statement A |
Supplementary Document |
Supplementary Document |
3235-0726.pdf
IC15 - Measures to Reduce Risk of Fraud - Background Checks All Historical Document Collections
|
Approved without change |
Extension without change of a currently approved collection | 2022-05-17 | |
|
Approved without change |
Extension without change of a currently approved collection | 2019-02-07 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2015-11-17 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2015-05-20 |
OMB Details
Development of the Intermediary Platform - In-house
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
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