Crowdfunding Rules 300-304 (Intermediaries)

OMB 3235-0726

OMB 3235-0726

Rules 300 to 304 of Regulation Crowdfunding serve to provide a framework for the regulation of funding portals and brokers that issuers are required to use as intermediaries in the offer and sale of securities in reliance on Section 4(a)(6).

The latest form for Crowdfunding Rules 300-304 (Intermediaries) expires 2022-05-31 and can be found here.

OMB Details

Development of the Intermediary Platform - In-house

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

© 2021 | Privacy Policy