Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act 0f 1940, Investment Company Liquidity Risk Management Programs

OMB 3235-0737

Rule 22e-4 under the Investment Company Act of 1940 requires every registered open-end management investment company ("fund"), including open-end exchange-traded funds (but not money market funds) to establish a written liquidity risk management program that is designed to assess and manage the fund's liquidity risk.

The latest form for Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act 0f 1940, Investment Company Liquidity Risk Management Programs expires 2023-05-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0737.pdf Supplementary Document
3235-0737.pdf Supplementary Document
Rule 22e-4 (2022) Supporting Statement.pdf Supporting Statement A
Rule 22e-4 (17 CFR 270.22e-4) under the Investment Company Act of 1940, "Liquidity risk management programs"

All Historical Document Collections

202302-3235-009 Approved without change	Extension without change of a currently approved collection	2023-05-12
202212-3235-003 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-12-18
201911-3235-011 Approved without change	Extension without change of a currently approved collection	2020-02-24
201611-3235-033 Approved without change	New collection (Request for a new OMB Control Number)	2017-01-03
201510-3235-017 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2016-01-05