13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement

OMB 3235-0738

The rule amendments implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities, and would set forth a conditional exemption from the statutory indemnification requirement associated with that regulatory access provision.

The latest form for 13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement expires 2022-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0738.pdf Supplementary Document
3235-0738.pdf Supplementary Document
3235-0738 60 day notice.pdf Supplementary Document
30 Day Notice 3235-0738.pdf Supplementary Document
13n-4 supporting statement.pdf Supporting Statement A
13n-4(d) - Records of Requests
13n-4(d) - Providing Notification of Requests
13n-4(b)(9) - Systems Costs
13n-4(b)(9)(x) - Request for Access
13n-4(b)(10) - MOUs

All Historical Document Collections

202208-3235-017 Approved without change	Extension without change of a currently approved collection	2022-11-19
201906-3235-004 Approved without change	Extension without change of a currently approved collection	2019-10-28
201609-3235-001 Approved without change	New collection (Request for a new OMB Control Number)	2016-09-06
201512-3235-017 Comment filed on proposed rule	New collection (Request for a new OMB Control Number)	2015-12-23

OMB Details

13n-4(b)(10) - MOUs

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight