OMB control number
13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement
OMB 3235-0738 · SEC.
OMB 3235-0738
The rule amendments implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities, and would set forth a conditional exemption from the statutory indemnification requirement associated with that regulatory access provision.
The latest form for 13n-4 - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption from Indemnification Requirement expires 2029-04-30 and is listed under ICR 202511-3235-009.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 20260206_3235-0738_2026-02408_91 FR 5546_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 20251201_3235-0738_2025-21610_90 FR 55190_60-Day Collection Notice.pdf | Supplementary Document |
| 20251201_3235-0738_2025-21610_90 FR 55190_60-Day Collection Notice.pdf | Supplementary Document |
| Supporting Statement 3235-0738 (2026 Extension).pdf | Supporting Statement A |
| Supporting Statement 3235-0738 (2026 Extension).pdf | Supporting Statement A |
 13n-4(d) - Records of Requests |
Information collection |
| 13n-4(d) - Providing Notification of Requests |
Information collection |
| 13n-4(b)(9) - Systems Costs |
Information collection |
| 13n-4(b)(9)(x) - Request for Access |
Information collection |
| 13n-4(b)(10) - MOUs |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202511-3235-009 | Extension without change of a currently approved collection | 2026-02-06 | ||
| 202208-3235-017 | Extension without change of a currently approved collection | 2022-11-19 | Approved without change | |
| 201906-3235-004 | Extension without change of a currently approved collection | 2019-10-28 | Approved without change | |
| 201609-3235-001 | New collection (Request for a new OMB Control Number) | 2016-09-06 | Approved without change | |
| 201512-3235-017 | New collection (Request for a new OMB Control Number) | 2015-12-23 | Comment filed on proposed rule |
OMB Details
13n-4(b)(10) - MOUs
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight