OMB control number
CONDITIONAL EXEMPTION UNDER THE SECURITIES EXCHANGE ACT OF 1934 FROM THE CONFIRMATION REQUIREMENTS OF EXCHANGE ACT RULE 10b-10(a) FOR CERTAIN TRANSACTIONS IN MONEY MARKET FUNDS
OMB 3235-0739 · SEC.
OMB 3235-0739
The Commission is issuing an Order Granting a Conditional Exemption under the Securities Exchange Act of 1934 From The Confirmation Requirements of Exchange Act Rule 10b-10(a) For Certain Transactions In Money Market Funds. The Order would allow broker-dealers, subject to certain conditions, to provide transaction information to investors in any money market fund operating pursuant to Rule 2a-7(c)(1)(ii) of the Investment Company Act of 1940 on a monthly basis in lieu of providing immediate confirmations as required under Exchange Act Rule 10b-10(a).
The latest form for CONDITIONAL EXEMPTION UNDER THE SECURITIES EXCHANGE ACT OF 1934 FROM THE CONFIRMATION REQUIREMENTS OF EXCHANGE ACT RULE 10b-10(a) FOR CERTAIN TRANSACTIONS IN MONEY MARKET FUNDS expires 2028-04-30 and is listed under ICR 202411-3235-005.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
| Supplementary Document | |
| Supplementary Document | |
| Supplementary Document | |
| Supporting Statement A | |
| Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202411-3235-005 | Extension without change of a currently approved collection | 2025-02-28 | ||
| 202201-3235-010 | Revision of a currently approved collection | 2022-01-27 | Withdrawn and continue | |
| 202201-3235-003 | Extension without change of a currently approved collection | 2022-03-14 | Approved without change | |
| 201810-3235-026 | Extension without change of a currently approved collection | 2019-01-31 | Approved without change | |
| 201510-3235-006 | New collection (Request for a new OMB Control Number) | 2015-12-11 | Approved without change |