OMB control number
Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement
OMB 3235-0746 · SEC.
OMB 3235-0746
Regulation D Rule 504(b)(3) requires issuers to provide disclosure to purchasers regarding past disqualifying events enumerated in Regulation D Rule 506(d).
The latest form for Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement expires 2023-04-30 and is listed under ICR 202003-3235-014.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Regulation D Rule 504 (b)(3) Supporting Statement.final.2020.pdf | Supporting Statement A |
| Regulation D 504(b)(3).30 Day Federal Register Notice.pdf | Supplementary Document |
| Regulation D 504(b)(3). 60 Day Federal Register Notice.pdf | Supplementary Document |
| February 5, 2020 EDAGR PIA.pdf | Supplementary Document |
 Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement |
Information collection |
| Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202003-3235-014 | Extension without change of a currently approved collection | 2020-03-20 | Approved without change | |
| 201612-3235-002 | New collection (Request for a new OMB Control Number) | 2016-12-20 | Approved without change | |
| 201605-3235-020 | New collection (Request for a new OMB Control Number) | 2016-06-03 | Comment filed on proposed rule |
OMB Details
Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight