Rule 607 under Regulation E, Sales Material to Be Filed

OMB 3235-0747

OMB 3235-0747

Rule 607 under Regulation E requires small business investment companies (SBICs) and business development companies (BDCs) to file sales material used in connection with offerings under Regulation E with the Commission.

The latest form for Rule 607 under Regulation E, Sales Material to Be Filed expires 2022-10-31 and can be found here.

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