OMB control number
Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency
OMB 3235-0756 · SEC.
OMB 3235-0756
Rule 147 (17 CFR 230.147) provides a safe harbor pursuant to which an offering will be deemed to be in compliance with Section 3(a)(11) of the Securities Act of 1933 (“Securities Act”), which provides an exemption from the Securities Act’s registration requirements for intrastate offerings. Rule 147 is intended to facilitate intrastate and regional securities offerings. Among other things, Rule 147(f)(1)(iii) requires issuers relying on the rule to “obtain a written representation from each purchaser as to his or her residence.”
The latest form for Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency expires 2029-09-30 and is listed under ICR 202604-3235-004.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0756_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| Rules 147(f)(1)(iii).Supporting Statement.2026.pdf | Supporting Statement A |
| 3235-0756_60-Day Collection Notice.pdf | Supplementary Document |
 Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202604-3235-004 | Extension without change of a currently approved collection | 2026-07-02 | ||
| 202306-3235-012 | Extension without change of a currently approved collection | 2023-06-13 | Approved without change | |
| 202003-3235-009 | Extension without change of a currently approved collection | 2020-03-26 | Approved without change | |
| 201701-3235-005 | New collection (Request for a new OMB Control Number) | 2017-02-01 | Approved without change |