OMB control number
Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency
OMB 3235-0756 · SEC.
OMB 3235-0756
Rule 147 is a safe harbor under the Securities Act Section 3(a)(11) exemption from registration. To qualify for the safe harbor, Rule 147(f)(1)(iii) (17 CFR 230.147) will require the issuer to obtain from the purchaser a written representation as to the purchaser's residency.
The latest form for Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency expires 2026-08-31 and is listed under ICR 202306-3235-012.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0756_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| Rules 147(f)(1)(iii).Supporting Statement.2026.pdf | Supporting Statement A |
| 3235-0756_60-Day Collection Notice.pdf | Supplementary Document |
 Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202604-3235-004 | Extension without change of a currently approved collection | 2026-07-02 | ||
| 202306-3235-012 | Extension without change of a currently approved collection | 2023-06-13 | Approved without change | |
| 202003-3235-009 | Extension without change of a currently approved collection | 2020-03-26 | Approved without change | |
| 201701-3235-005 | New collection (Request for a new OMB Control Number) | 2017-02-01 | Approved without change |