Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency

OMB 3235-0757

Rule 147A is a new exemption from registration under Securities Act Section 28. To qualify for the exemption, Rule 147A(f)(1)(iii) (17 CFR 230.147A) will require the issuer to obtain from the purchaser a written representation as to the purchaser's residency.

The latest form for Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency expires 2023-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Supporting Statement for Rules 147A(f)(1)(iii).Final.2023.pdf Supporting Statement A
Rule147A(f)(1)(iii).30-DayFederalRegisterNotice.88FR37298.pdf Supplementary Document
Rule147A(f)(1)(iii).60-DayFederalRegisterNotice.88FR18362.pdf Supplementary Document
Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency

All Historical Document Collections

202306-3235-013 Approved without change	Extension without change of a currently approved collection	2023-06-13
202003-3235-015 Approved without change	Extension without change of a currently approved collection	2020-03-26
201701-3235-006 Approved without change	New collection (Request for a new OMB Control Number)	2017-02-01