New rule 498A provides an optional method for satisfying portfolio company prospectus delivery obligations under section 5(b)(2) of the Securities Act of 1933 (15 USC 77e(b)(2)) by making portfolio company summary and statutory prospectuses available online, with certain key information about the portfolio companies provided in the contract’s summary prospectus.
The latest form for Rule 498A Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts expires 2023-11-30 and can be found here.
Supporting Statement A
Approved with change
|New collection (Request for a new OMB Control Number)||2020-05-27|
Comment filed on proposed rule
|New collection (Request for a new OMB Control Number)||2019-02-12|