OMB control number
Amendments to the National Market System Plan Governing the Consolidated Audit Trail
OMB 3235-0774 · SEC.
OMB 3235-0774
The Securities & Exchange Commission is amending the national market system plan governing the consolidated audit trail in order to increase transparency and accountability.
The latest form for Amendments to the National Market System Plan Governing the Consolidated Audit Trail expires 2026-08-31 and is listed under ICR 202303-3235-046.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0774.pdf | Supplementary Document |
| 3235-0774.pdf | Supplementary Document |
 DGL FINAL REVISED 2023 Supporting Statement for Amendments to National Market System Plan Governing CAT- 3-29.pdf | Supporting Statement A |
 Quarterly Progress Reports |
Information collection |
| Implementation Plan |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202303-3235-046 | Extension without change of a currently approved collection | 2023-07-19 | Approved without change | |
| 202006-3235-001 | New collection (Request for a new OMB Control Number) | 2020-06-03 | Approved without change | |
| 201911-3235-005 | New collection (Request for a new OMB Control Number) | 2019-11-21 | Comment filed on proposed rule |
OMB Details
Implementation Plan
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight