OMB control number
Rule 2a-5 under the Investment Company Act of 1940, Fair Value
OMB 3235-0779 · SEC.
OMB 3235-0779
Rule 2a-5 provides requirements for determining in good faith the fair value of the investments of a registered investment company or companies that have elected to be treated as business development companies under the Investment Company Act of 1940 for purposes of section 2(a)(41) of the Investment Company Act and rule 2a-4 thereunder.
The latest form for Rule 2a-5 under the Investment Company Act of 1940, Fair Value expires 2027-01-31 and is listed under ICR 202310-3235-010.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0779_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 3235-0779_60-Day Collection Notice.pdf | Supplementary Document |
| Supporting Statement_ Rule 2a-5.pdf | Supporting Statement A |
 Rule 2a-5 under the Investment Company Act of 1940, Fair Value |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202606-3235-004 | Extension without change of a currently approved collection | 2026-08-28 | ||
| 202310-3235-010 | Extension without change of a currently approved collection | 2023-12-20 | Approved without change | |
| 202101-3235-005 | New collection (Request for a new OMB Control Number) | 2021-01-19 | Approved with change | |
| 202005-3235-010 | New collection (Request for a new OMB Control Number) | 2020-05-27 | Comment filed on proposed rule |