OMB control number
Rule 0-5 under the Investment Company Act of 1940, Procedure with Respect to Applications and Other Matters
OMB 3235-0780 · SEC.
OMB 3235-0780
Rule 0-5 under the Investment Company Act of 1940 sets forth the procedure for applications under the Investment Company Act. Respondents to the collection are applying for orders from the Commission under one or more provisions of the Investment Company Act. The Commission uses the information required by rules 0-5(e) and 0-5(g) to decide whether the applicant should be deemed to be entitled to the action requested by the applicant.
The latest form for Rule 0-5 under the Investment Company Act of 1940, Procedure with Respect to Applications and Other Matters expires 2027-04-30 and is listed under ICR 202311-3235-019.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0780.pdf | Supplementary Document |
 3235-0780.pdf | Supplementary Document |
| Rule 0-5_Supporting Statement.pdf | Supporting Statement A |
 Rule 0-5 under the Investment Company Act of 1940, Procedure with Respect to Applications and Other Matters |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202311-3235-019 | Extension without change of a currently approved collection | 2024-02-13 | ||
| 202011-3235-031 | New collection (Request for a new OMB Control Number) | 2021-01-21 | Approved without change | |
| 201912-3235-003 | New collection (Request for a new OMB Control Number) | 2020-01-07 | Comment filed on proposed rule |