OMB control number
Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations
OMB 3235-0783 · SEC.
OMB 3235-0783
Rule 31a-4 is a rule under the Investment Company Act of 1940 that contains the recordkeeping requirements associated with Investment Company Act rule 2a-5. Rule 2a-5 provides the requirements for determining in good faith the fair value of the investments of a registered investment company or companies that have elected to be treated as business development companies under the Investment Company Act for purposes of section 2(a)(41) of the Investment Company Act and rule 2a-4 thereunder.
The latest form for Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations expires 2026-10-31 and is listed under ICR 202310-3235-020.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Supporting Statement (31a-4).pdf | Supporting Statement A |
 Rule 31a-4 under the Investment Company Act of 1940, Records of Fair Value Determinations |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202310-3235-020 | Revision of a currently approved collection | 2023-10-25 | Approved without change | |
| 202101-3235-007 | New collection (Request for a new OMB Control Number) | 2021-01-19 | Preapproved |