Rule 18a-10 - Alternative compliance mechanism for security-based swap dealers that are registered as swap dealers and have limited security-based swap activities

OMB 3235-0785

Latest Forms, Documents, and Supporting Material

Document Name
3235-0785 Supporting Statement (Rule 18a-10 Final Rule).pdf Supporting Statement A
Rule 18a-10 - Simultaneous Notification
Rule 18a-10 - Notices
Rule 18a-10 - Update Disclosures
Rule 18a-10 - Incorporate Disclosure Language
Rule 18a-10 - Develop Disclosure Language