OMB control number

Odd-Lot Information Acceleration

OMB 3235-0802 ยท SEC.

OMB 3235-0802

The Commission adopted amendment to Regulation NMS, 17 CFR 242.600 et. seq., that would require securities information processors to collect, consolidate, and disseminate additional information related to stock trading for use by investors and other market participants. The collection of information is a third-party disclosure requirement. Widespread availability of odd-lot information promotes fair and efficient markets and facilitates the ability of brokers and dealers to trade more effectively and to provide best execution to their customers.

The latest form for Odd-Lot Information Acceleration expires 2028-08-31 and is listed under ICR 202507-3235-003.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Supporting Statement (3235-0802 Final Rule).pdfSupporting Statement A
Supporting Statement (3235-0802 Final Rule).pdfSupporting Statement A
Odd-Lot Information Acceleration Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202507-3235-003 New collection (Request for a new OMB Control Number) 2025-07-07
202301-3235-015 New collection (Request for a new OMB Control Number) 2023-01-20 Comment filed on proposed rule