OMB control number

Voluntary Survey: Cost of AML/CFR Compliance

OMB 3235-0819 · SEC.

OMB 3235-0819

The SEC proposes to gather information by means of a survey to be completed by SEC registrants with Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) obligations under the Bank Secrecy Act. The information collection would be a voluntary reporting collection to gather data about the financial impact of compliance with these regulations. The information collection is designed to help in the assessment of the financial impact of these regulations and may inform efforts to adjust regulatory obligations and advance deregulatory proposals consistent with the executive orders of the Trump administration. The data may also support the development of deregulatory rulemakings or guidance to reduce compliance burden without compromising the effectiveness of current AML/CFT frameworks. The SEC would not make individual responses to the survey publicly available nor use them for examination and enforcement purposes.

The latest form for Voluntary Survey: Cost of AML/CFR Compliance expires 2029-03-31 and can be found here.

REPLACE INTO tbl_reginfo_omb_history (`ombControlNo`, `refNbr`, `PraType`, `requestType`, `dateReceived`, `conclusionDate`, `conclusionAction`, `openNOA`) VALUES (:ombControlNo, :refNbr, :PraType, :requestType, :dateReceived, :conclusionDate, :conclusionAction, :openNOA)

Array
(
    [ombControlNo] => 3235-0819
    [refNbr] => 202601-3235-009
    [PraType] => ICR
    [requestType] => New collection (Request for a new OMB Control Number)
    [dateReceived] => 2026-01-23
    [conclusionDate] => 2026-03-23
    [conclusionAction] => Approved without change
    [openNOA] => Approved without change
)

Error!HY000-1366-Incorrect integer value: 'Approved without change' for column 'openNOA' at row 1