OMB control number

Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)

OMB 3245-0172 · SBA.

OMB 3245-0172

Forms 1405 and 1405A are used by Small Business Administration (SBA) examiners as part of their examination of licensed small business investment companies (SBICs). This information is collected from SBIC'S Stockholders and partners and provides independent third party confirmation of an SBIC's representations concerning its owners. The information helps SBA to evaluate the SBIC'S with applicable laws and regulations concerning capital requirements.

The latest form for Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership) expires 2022-12-31 and is listed under ICR 201911-3245-001.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
Form SBA Form 1405 Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)	Form and Instruction
3245-0172 Supporting Statement 1-30-2023.docx	Supporting Statement A
Stockholders' Confirmation (Corporation); Ownership Confirmation (Partnership)	Form and Instruction

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202301-3245-003	Reinstatement without change of a previously approved collection	2023-01-30	Approved without change
201911-3245-001	Extension without change of a currently approved collection	2019-11-06	Approved without change
201610-3245-001	Revision of a currently approved collection	2016-10-12	Approved without change
201311-3245-001	Revision of a currently approved collection	2013-11-05	Approved without change
201010-3245-005	Extension without change of a currently approved collection	2010-10-25	Approved without change
200708-3245-002	Revision of a currently approved collection	2007-08-09	Approved without change
200406-3245-005	Extension without change of a currently approved collection	2004-06-21	Approved without change
200103-3245-004	Extension without change of a currently approved collection	2001-03-29	Approved without change
199909-3245-004	Extension without change of a currently approved collection	1999-09-28	Approved without change
199608-3245-009	Reinstatement without change of a previously approved collection	1996-08-02	Approved without change
199303-3245-001	Extension without change of a currently approved collection	1993-03-08	Approved without change
199001-3245-003	Revision of a currently approved collection	1990-01-04	Approved without change
198702-3245-001	Extension without change of a currently approved collection	1987-02-06	Approved without change
198401-3245-003	New collection (Request for a new OMB Control Number)	1984-01-03	Approved without change