International Applications and Prior Notifications under Subparts A and C of Regulation K

OMB 7100-0107

Subpart A of Regulation K - International Banking Operations governs the foreign investments and activities of member banks, Edge and agreement corporations, bank holding companies (BHCs), and certain investments by foreign organizations. Subpart C of Regulation K governs investments in export trading companies. The FR K-1 information collection contains eleven attachments for the application and notification requirements embodied in Subparts A and C of Regulation K. The Board requires these applications for regulatory and supervisory purposes and to allow the Board to fulfill its statutory obligations under the Federal Reserve Act (FRA) and the Bank Holding Company Act of 1956 (BHC Act). The applications are event-generated and provide the Federal Reserve with information necessary to evaluate each of the proposed transactions.

The latest form for International Applications and Prior Notifications under Subparts A and C of Regulation K expires 2021-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form FR K-1 Reporting Attachments A and B Form and Instruction
Form FR K-1 Reporting Attachment K Form and Instruction
Form FR K-1 Reporting Attachment J Form and Instruction
Form FR K-1 Reporting Attachments H and I Form and Instruction
Form FR K-1 Reporting Attachments C, D, E, F, and G Form and Instruction
FRK1_20240729_omb.pdf Supporting Statement A
Reporting Attachments A and B Form and Instruction
Disclosure Section 211.5(f)
Recordkeeping Section 211.13
Reporting Section 211.11
Reporting Sections 211.10(a)(14)(i)(A), 211.10(a)(14)(ii), 211.10(a)(15)(ii), and 211.10(a)(15)(iv)(B)
Reporting Section 211.8(g)(3)(iii)
Reporting Section 211.5(c)(4)
Reporting Attachment K Form and Instruction
Reporting Attachment J Form and Instruction
Reporting Attachments H and I Form and Instruction
Reporting Attachments C, D, E, F, and G Form and Instruction

All Historical Document Collections

202407-7100-012 Approved without change	Extension without change of a currently approved collection	2024-07-29
202407-7100-010 Approved without change	No material or nonsubstantive change to a currently approved collection	2024-07-26
202107-7100-007 Approved without change	Revision of a currently approved collection	2021-07-30
202102-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2021-06-22
201807-7100-009 Approved without change	Revision of a currently approved collection	2018-07-20
201704-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2017-04-24
201412-7100-002 Approved without change	Extension without change of a currently approved collection	2015-01-30
201409-7100-014 Approved without change	No material or nonsubstantive change to a currently approved collection	2014-09-28
201012-7100-014 Approved without change	Extension without change of a currently approved collection	2011-03-15
200801-7100-007 Approved without change	Revision of a currently approved collection	2008-04-24
200801-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2008-01-16
200504-7100-004 Approved without change	Revision of a currently approved collection	2005-04-22
200502-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2005-02-08
200204-7100-001 Approved without change	Revision of a currently approved collection	2002-04-02
200111-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-11-15
199904-7100-001 Approved without change	Extension without change of a currently approved collection	1999-04-12
199901-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1999-01-15
199509-7100-006 Approved without change	Revision of a currently approved collection	1995-09-26
199504-7100-006 Approved with change	No material or nonsubstantive change to a currently approved collection	1995-04-24
199203-7100-010 Approved without change	Extension without change of a currently approved collection	1992-03-31
199105-7100-004 Approved without change	Reinstatement with change of a previously approved collection	1991-05-01
199103-7100-018 Approved with change	No material or nonsubstantive change to a currently approved collection	1991-03-29
198901-7100-005 Approved without change	Revision of a currently approved collection	1989-01-12
198505-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1985-05-14
198504-7100-002 Approved without change	Revision of a currently approved collection	1985-04-19
198206-7100-002 Approved without change	Revision of a currently approved collection	1982-06-30
198202-7100-008 Approved without change	Revision of a currently approved collection	1982-02-18
198111-7100-010 Approved without change	Revision of a currently approved collection	1981-11-09
198104-7100-080 Approved without change	Revision of a currently approved collection	1981-04-30

OMB Details

Attachments A and B

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form		www.federalreserve.gov/apps/reportforms/default.aspx	Other
Form FR K-1	International Applications and Prior Notifications under Subparts A and C of Regulation K	www.federalreserve.gov/apps/reportforms/default.aspx	Form and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.