Reporting and Recordkeeping Requirements Associated with Regulation W

The information collection associated with the Board’s Regulation W - Transactions Between Member Banks and Their Affiliates (12 CFR part 223) is triggered by specific events, and there are no associated reporting forms. Filings are required from insured depository institutions and uninsured member banks that seek to request certain exemptions from the requirements of sections 23A and 23B. This information collection is separate from the quarterly Holding Company Report of Insured Depository Institutions’ Section 23A Transactions with Affiliates (FR Y-8; OMB No. 7100-0126), which collects information on transactions between an insured depository institution and its affiliates that are subject to section 23A of the Federal Reserve Act.

The latest form for Reporting and Recordkeeping Requirements Associated with Regulation W expires 2022-04-30 and can be found here.

Section 223.15(b)(4)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight