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Federal forms, ICRs, and supporting documents

OMB control number

Recordkeeping Requirements of Regulation H and Regulation K Associated with the Procedures for Monitoring Bank Secrecy Act Compliance

OMB 7100-0310 · FRS.

OMB 7100-0310

Section 208.63 of the Board’s Regulation H - Membership of State Banking Institutions in the Federal Reserve System (12 CFR Part 208) requires state member banks to establish and maintain in writing procedures reasonably designed to ensure and monitor compliance with the provisions of the Bank Secrecy Act (BSA) and its implementing regulations. Sections 211.5(m)(1) and 211.24(j)(1) of the Board’s Regulation K - International Banking Operations (12 CFR Part 211) impose those same requirements on Edge and agreement corporations and, except for a federal branch or a federal agency or a state branch that is insured by the Federal Deposit Insurance Corporation (FDIC), the U.S. branches, agencies, and representative offices of foreign banks operating in the United States.

The latest form for Recordkeeping Requirements of Regulation H and Regulation K Associated with the Procedures for Monitoring Bank Secrecy Act Compliance expires 2028-05-31 and is listed under ICR 202505-7100-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FRK_20250513_omb.pdfSupporting Statement A
Establish compliance program Information collection
Maintenance of compliance program Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202505-7100-002 Extension without change of a currently approved collection 2025-05-13 Approved without change
202407-7100-009 No material or nonsubstantive change to a currently approved collection 2025-05-13 Approved without change
202205-7100-004 Extension without change of a currently approved collection 2022-05-17 Approved without change
202111-7100-002 No material or nonsubstantive change to a currently approved collection 2022-05-17 Approved without change
201905-7100-004 Extension without change of a currently approved collection 2019-05-15 Approved without change
201901-7100-001 No material or nonsubstantive change to a currently approved collection 2019-01-07 Approved without change
201603-7100-021 Extension without change of a currently approved collection 2016-03-18 Approved without change
201603-7100-020 No material or nonsubstantive change to a currently approved collection 2016-03-18 Approved without change
201201-7100-001 Extension without change of a currently approved collection 2012-03-21 Approved without change
201111-7100-002 No material or nonsubstantive change to a currently approved collection 2012-01-05 Approved without change
200901-7100-001 Revision of a currently approved collection 2009-03-19 Approved without change
200812-7100-003 No material or nonsubstantive change to a currently approved collection 2008-12-24 Approved without change
200603-7100-005 New collection (Request for a new OMB Control Number) 2006-03-17 Approved without change

OMB Details

Establish compliance program

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight