OMB control number

Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

OMB 7100-0319 · FRS.

OMB 7100-0319

The FFIEC 101 collects data regarding the levels and components of risk-based capital from firms subject to the Board’s advanced approaches capital framework (advanced approaches framework), as well as data regarding the supplementary leverage ratio (SLR) from firms subject to that requirement. The FFIEC 101 must be filed quarterly by certain large or internationally active state member banks (SMBs), bank holding companies (BHCs), savings and loan holding companies (SLHCs) that are subject to the advanced approaches framework and other Board-regulated institutions that adopt the framework on a voluntary basis (collectively, advanced approaches banking organizations); additionally, certain BHCs, SLHCs, SMBs, and U.S. intermediate holding companies (IHCs) that are not advanced approaches banking organizations must report only certain information regarding the SLR.

The latest form for Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework expires 2026-12-31 and is listed under ICR 202310-7100-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
Document	Type
Form FFIEC 101 SMBs	Form
Form FFIEC 101 IHCs	Form
Form FFIEC 101 BHCs and SLHCs (SLR Tables 1 and 2 only)	Form
Form FFIEC 101 BHCs and SLHCs	Form
FFIEC101_20231016_18_question_omb.pdf	Supplementary Document
FFIEC101_20231016_omb.pdf	Supporting Statement A
SMBs	Form
IHCs	Form
BHCs and SLHCs (SLR Tables 1 and 2 only)	Form
BHCs and SLHCs	Form

All Historical Document Collections

Historical document collections
Reference	Filing	Received	Action
202310-7100-002	Extension without change of a currently approved collection	2023-10-16	Approved without change
202011-7100-005	Revision of a currently approved collection	2020-11-25	Approved without change
202005-7100-011	Revision of a currently approved collection	2020-05-20	Approved without change
202004-7100-003	Revision of a currently approved collection	2020-04-02	Approved without change
202001-7100-006	Revision of a currently approved collection	2020-02-06	Approved without change
201902-7100-007	Revision of a currently approved collection	2019-02-19	Approved without change
201807-7100-017	Revision of a currently approved collection	2018-07-31	Approved without change
201705-7100-013	Revision of a currently approved collection	2017-06-02	Approved without change
201608-7100-008	Revision of a currently approved collection	2016-08-18	Approved without change
201401-7100-003	Revision of a currently approved collection	2014-01-15	Approved without change
201101-7100-014	Revision of a currently approved collection	2011-01-28	Approved without change
200804-7100-005	No material or nonsubstantive change to a currently approved collection	2008-04-24	Approved without change
200610-7100-001	New collection (Request for a new OMB Control Number)	2008-01-30	Approved without change

OMB Details

SMBs

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
Form	Name	Electronic access	Type
Form FFIEC 101	Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework	www.ffiec.gov/ffiec_report_forms.htm	Form
Form		www.ffiec.gov/ffiec_report_forms.htm	Instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.