Application for Exemption from Prohibited Service at Savings and Loan Holding Companies

OMB 7100-0338

The Federal Deposit Insurance (FDI) Act and the Board’s Regulation LL - Savings and Loan Holding Companies (12 CFR Part 238) prohibit individuals who have been convicted of certain criminal offenses or who have agreed to enter into a pretrial diversion or similar program in connection with a prosecution for such criminal offenses from participating in the affairs of a savings and loan holding company (SLHC) or any of its subsidiaries without the written consent of the Board. Such an individual, or the SLHC with which the individual seeks to participate, may apply for an exemption from this prohibition.

The latest form for Application for Exemption from Prohibited Service at Savings and Loan Holding Companies expires 2023-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
FRLL12_20231228_omb.pdf Supporting Statement A
Disclosure Individuals De minimis criminal offenses
Recordkeeping Institutions
Reporting Institutions
Reporting Individuals

All Historical Document Collections

202312-7100-012 Approved without change	Revision of a currently approved collection	2023-12-28
202312-7100-006 Approved without change	No material or nonsubstantive change to a currently approved collection	2023-12-28
202012-7100-008 Approved without change	Extension without change of a currently approved collection	2020-12-23
202012-7100-007 Approved without change	No material or nonsubstantive change to a currently approved collection	2020-12-23
201712-7100-015 Approved without change	Extension without change of a currently approved collection	2017-12-28
201107-7100-007 Approved without change	Extension without change of a currently approved collection	2011-07-21

OMB Details

Individuals

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight