Reporting and Disclosure Requirements Associated with Regulation MM

The FR MM includes collections of information in Regulation MM - Mutual Holding Companies (12 CFR Part 239) plus six reporting forms: • Notice of Mutual Holding Company Reorganization (FR MM-10(o)-1), • Application for Approval of a Stock Issuance by a Subsidiary Holding Company of a Mutual Holding Company (FR MM-10(o)-2), • Application for Conversion of a Mutual Holding Company to Stock Form (FR MM-AC), • Proxy Statement (FR MM-PS), • Offering Circular (FR MM-OC), and • Order Forms (FR MM-OF). The FR MM consists of information that must be filed in connection with certain proposals involving savings and loan holding companies (SLHCs) that are organized in mutual holding company (MHC) form, including the reorganization of a savings association into MHC form, stock issuances of holding company subsidiaries of MHCs, and conversions of MHCs to stock form, as well as certain disclosures related to these filings. The Board requires the submission of these filings to allow the Board to fulfill its obligations to review such transactions under section 10(o) of the Home Owners’ Loan Act (HOLA), as amended (12 U.S.C. § 1467a(o)) and the Board’s Regulation MM. The Board uses the information submitted by an applicant or notificant to evaluate these transactions with respect to the relevant statutory and regulatory factors.

The latest form for Reporting and Disclosure Requirements Associated with Regulation MM expires 2026-12-31 and is listed under ICR 202306-7100-009.

View the official OMB control history on Reginfo.gov.

Reporting FR MM-10(o)-1

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

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