Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation YY

Section 165 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires the Board to implement Regulation YY - Enhanced Prudential Standards (12 CFR Part 252) for bank holding companies (BHCs) and foreign banking organizations (FBOs) with total consolidated assets of $50 billion or more. The enhanced prudential standards include risk-based and leverage capital requirements, liquidity standards, requirements for overall risk management (including establishing a risk committee), stress test requirements, and debt-to-equity limits for companies that the Financial Stability Oversight Council (FSOC) has determined pose a grave threat to financial stability.

The latest form for Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation YY expires 2023-04-30 and can be found here.

Reporting Section 252.16 (Initial Setup)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight