OMB control number

Recordkeeping and Disclosure Requirements Associated with Regulation RR

OMB 7100-0372 · FRS.

OMB 7100-0372

In 2014, the Board, Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC) (collectively, the federal banking agencies), U.S. Securities and Exchange Commission (SEC), Federal Housing Finance Agency (FHFA), and Department of Housing and Urban Development (HUD) (collectively, the agencies) adopted a joint final rule (credit risk retention rule) that implemented the credit risk retention requirements of section 15G of the Securities Exchange Act of 1934 (Exchange Act), which was added by section 941 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The Board’s credit risk retention rule, which applies to any securitizer of asset-backed securities (securitizer) that is a state member bank or a subsidiary of a state member bank, is codified in the Board’s Regulation RR - Credit Risk Retention (12 CFR Part 244). Regulation RR includes a number of mandatory recordkeeping and disclosure requirements.

The latest form for Recordkeeping and Disclosure Requirements Associated with Regulation RR expires 2026-09-30 and is listed under ICR 202303-7100-006.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FRRR_20230329_omb.pdfSupporting Statement A
Disclosure Section 244.18 Information collection
Recordkeeping Section 244.18 Information collection
Disclosure Section 244.17 Information collection
Recordkeeping Section 244.17 Information collection
Disclosure Section 244.16 Information collection
Recordkeeping Section 244.16 Information collection
Disclosure Section 244.15 Information collection
Recordkeeping Section 244.15 Information collection
Disclosure Sections 244.13 and 244.19(g) Information collection
Recordkeeping Sections 244.13 and 244.19(g) Information collection
Disclosure Section 244.11 Information collection
Recordkeeping Section 244.11 Information collection
Disclosure Section 244.10 Information collection
Disclosure Section 244.9 Information collection
Disclosure Section 244.8 Information collection
Disclosure Section 244.7 Information collection
Recordkeeping Section 244.7 Information collection
Disclosure Section 244.6 Information collection
Recordkeeping Section 244.6 Information collection
Disclosure Section 244.5 Information collection
Recordkeeping Section 244.5 Information collection
Disclosure Section 244.4 Standard Risk Retention Combined Horizontal and Vertical Interest Information collection
Recordkeeping Section 244.4 Standard Risk Retention Combined Horizontal and Vertical Interest Information collection
Disclosure Section 244.4 Standard Risk Retention Vertical Interest Information collection
Recordkeeping Section 244.4 Standard Risk Retention Vertical Interest Information collection
Disclosure Section 244.4 Standard Risk Retention Horizontal Interest Information collection
Recordkeeping Section 244.4 Standard Risk Retention Horizontal Interest Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202303-7100-006 Extension without change of a currently approved collection 2023-03-29 Approved without change
202209-7100-002 No material or nonsubstantive change to a currently approved collection 2023-03-28 Approved without change
202003-7100-002 Extension without change of a currently approved collection 2020-03-04 Approved without change
201104-7100-001 New collection (Request for a new OMB Control Number) 2016-09-26 Approved without change

OMB Details

Recordkeeping Section 244.4 Standard Risk Retention Horizontal Interest

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight