INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PU RSUANT TO SECTION 13F OF THE SEC ACT OF 1934

ICR 198104-3235-006

OMB: 3235-0006

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0006 198104-3235-006
Historical Active
SEC
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PU RSUANT TO SECTION 13F OF THE SEC ACT OF 1934
Revision of a currently approved collection   No
Regular
Approved without change 04/01/1981
Retrieve Notice of Action (NOA) 04/01/1981
  Inventory as of this Action Requested Previously Approved
07/31/1981 07/31/1981
500 0 500
68,000 0 68,000
0 0 0

FORM USED TO OBTAIN DISCLOSURE OF AND INFORMATION CONCERNING THE INVESTMENT DISCRETION EXERCISED BY CERTAIN INVESTMENT MANAGERS OVER ACCOUNTS IN EQUITY SECURITIES. FORM DEVELOPED TO IMPLEMENT THE DISCLOSURE MANDATED BY SECTION 13 (F) OF THE SECURITIES EXCHANGE ACT OF 1934 WHICH REQUIRES THE COMMISSION TO ASSESS THE IMPACT AND INFLUENCE OF INSTITUTIONAL INVESTMENT MANAGERS ON THE SECURITIES MARKETS.

None
None


No

1
IC Title Form No. Form Name
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PU RSUANT TO SECTION 13F OF THE SEC ACT OF 1934 FORM 13F

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 500 0 0 0 0
Annual Time Burden (Hours) 68,000 68,000 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/01/1981


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