OMB control number

Form 13F, Report of Institutional Investment Managers

OMB 3235-0006 · SEC.

OMB 3235-0006

Form 13F (17 CFR 249.325) is a quarterly report filed publicly by institutional investment managers that exercise investment discretion over $100 million or more in certain U.S. exchange-traded equities. Section 13(f) of the Exchange Act of 1934 empowers the Commission to, among other things, adopt rules that create a reporting and disclosure system to collect specific information. The Commission then adopted rule 13f-1 under the 1934 Act (17 CFR 240.13f-1), which requires certain reporting by institutional investment managers on Form 13F.

The latest form for Form 13F, Report of Institutional Investment Managers expires 2029-01-31 and is listed under ICR 202507-3235-005.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202507-3235-005 Extension without change of a currently approved collection 2025-09-19
202210-3235-027 Revision of a currently approved collection 2022-11-08 Approved without change
202209-3235-012 Revision of a currently approved collection 2022-09-15 Comment filed on proposed rule and continue
202203-3235-014 Revision of a currently approved collection 2022-05-17 Approved without change
202111-3235-011 Reinstatement with change of a previously approved collection 2022-03-05 Approved without change
202008-3235-015 Revision of a currently approved collection 2020-10-23
201804-3235-001 Extension without change of a currently approved collection 2018-10-05 Approved without change
201412-3235-004 Extension without change of a currently approved collection 2015-06-09 Approved without change
201203-3235-007 Extension without change of a currently approved collection 2012-04-23 Approved without change
200904-3235-003 Extension without change of a currently approved collection 2009-06-15 Approved without change
200609-3235-002 Extension without change of a currently approved collection 2006-09-18 Approved without change
200309-3235-010 Extension without change of a currently approved collection 2003-09-23 Approved without change
200008-3235-011 Extension without change of a currently approved collection 2000-08-24 Approved without change
199709-3235-001 Revision of a currently approved collection 1997-09-08 Approved without change
199701-3235-003 Extension without change of a currently approved collection 1997-01-03 Approved without change
199311-3235-009 Revision of a currently approved collection 1993-11-19 Approved without change
199301-3235-065 Revision of a currently approved collection 1993-01-26 Approved without change
199102-3235-005 Revision of a currently approved collection 1991-02-05 Approved without change
198712-3235-010 Extension without change of a currently approved collection 1987-12-23 Approved without change
198412-3235-011 Revision of a currently approved collection 1984-12-11 Approved without change
198312-3235-002 Revision of a currently approved collection 1983-12-29 Approved without change
198109-3235-027 Extension without change of a currently approved collection 1981-09-28 Approved without change
198107-3235-004 Revision of a currently approved collection 1981-07-13 Approved without change
198106-3235-016 No material or nonsubstantive change to a currently approved collection 1981-06-26 Approved with change
198104-3235-006 Revision of a currently approved collection 1981-04-01 Approved without change