Form 13F, Report of Institutional Investment Managers pursuant to Section 13(f) of the Securities Exchange Act of 1934

ICR 201203-3235-007

OMB: 3235-0006

Federal Form Document

Forms and Documents
IC Document Collections
IC ID
Document
Title
Status
34026 Modified
ICR Details
3235-0006 201203-3235-007
Historical Active 200904-3235-003
SEC IM-270-22
Form 13F, Report of Institutional Investment Managers pursuant to Section 13(f) of the Securities Exchange Act of 1934
Extension without change of a currently approved collection   No
Regular
Approved without change 07/06/2012
Retrieve Notice of Action (NOA) 04/23/2012
  Inventory as of this Action Requested Previously Approved
07/31/2015 36 Months From Approved 08/31/2012
17,828 0 17,048
424,143 0 401,178
0 0 0

Rule 13f-1 report of institutional investment managers with respect to certain equity securities that trade publicly on U.S. markets over which they exercise investment discretion.

US Code: 15 USC Ch. 28, sec. 78m Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  77 FR 8302 02/14/2012
77 FR 23520 04/19/2012
No

1
IC Title Form No. Form Name
Form 13F, Report of Institutional Investment Managers SEC-1685 Form 13F

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17,828 17,048 0 0 780 0
Annual Time Burden (Hours) 424,143 401,178 0 0 22,965 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated total annual time burden increased by 22,963 hours, from 401,178 to 424,141 hours. The increase is due to an increase of the total number of annual submissions from 17,048 to 17,828. This increase is primarily explained by the increase in the number of respondents.

No
No
No
No
No
Uncollected
Adam Glazer 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/23/2012


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