Form 13F, Report of Institutional Investment Managers (pursuant to sec.13(f) of the Securities Exchange of 1934)

ICR 202008-3235-015

OMB: 3235-0006

Federal Form Document

Forms and Documents
IC Document Collections
IC ID
Document
Title
Status
34026 Modified
ICR Details
3235-0006 202008-3235-015
Received in OIRA 201804-3235-001
SEC IM-270-022
Form 13F, Report of Institutional Investment Managers (pursuant to sec.13(f) of the Securities Exchange of 1934)
Revision of a currently approved collection   No
Regular 10/23/2020
  Requested Previously Approved
36 Months From Approved 02/28/2022
5,496 23,348
62,659 472,522
758,550 0

Form 13F is a quarterly report filed publicly by institutional investment managers that exercise investment discretion over $100 million or more in certain U.S. exchange-traded equities.

US Code: 15 USC Ch. 28, sec. 78m Name of Law: Securities Exchange Act of 1934
  
None

3235-AM65 Proposed rulemaking 85 FR 46016 07/31/2020

No

1
IC Title Form No. Form Name
Form 13F, Report of Institutional Investment Managers SEC 1685 Form 13F

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,496 23,348 0 0 -17,852 0
Annual Time Burden (Hours) 62,659 472,522 0 0 -409,863 0
Annual Cost Burden (Dollars) 758,550 0 0 0 758,550 0
No
No

No
    Yes
    No
No
No
No
No
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/23/2020


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