Form 13F, Report of Institutional Investment Managers

Form 13F, Report of Institutional Investment Managers (pursuant to sec.13(f) of the Securities Exchange of 1934)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0006 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1685 Form 13F, Report of Institutional Investment Managers Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
EDGAR PIA 2016.pdf EDGAR PIA IC Document
EDGAR PIA 2016.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Form 13F, Report of Institutional Investment Managers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.325

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1685	Form 13F	form13f.pdf	http://www.sec.gov/about/forms/form13f.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records.	FR Citation: 66 FR 7820

Number of Respondents: 1,288	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	5,496	0	-17,852	23,348
Annual IC Time Burden (Hours)	62,659	-31,947	-377,916	472,522
Annual IC Cost Burden (Dollars)	758,550	4,806,021	-4,047,471	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.