Information Collection

Form 13F, Report of Institutional Investment Managers

IC 34026 under ICR 202008-3235-015 · OMB 3235-0006.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0006 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1685 Form 13F, Report of Institutional Investment Managers	Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf	Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf	Form
EDGAR PIA 2016.pdf EDGAR PIA	IC Document
EDGAR PIA 2016.pdf EDGAR PIA	IC Document

IC Title:

Form 13F, Report of Institutional Investment Managers

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.325

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1685	Form 13F	form13f.pdf	http://www.sec.gov/about/forms/form13f.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Adviser Records.

FR Citation: 66 FR 7820

Number of Respondents: 1,288

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	5,496	0	-17,852	23,348
Annual IC Time Burden (Hours)	62,659	-31,947	-377,916	472,522
Annual IC Cost Burden (Dollars)	758,550	4,806,021	-4,047,471	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	09/28/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.