MANDATORY MONTHLY REPORT OF MARKET VALUE AND VOLUME OF SALES ON EXCHANGE

ICR 198104-3235-007

OMB: 3235-0001

Federal Form Document

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Document
Name
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IC Document Collections
ICR Details
3235-0001 198104-3235-007
Historical Active 198104-3235-001
SEC
MANDATORY MONTHLY REPORT OF MARKET VALUE AND VOLUME OF SALES ON EXCHANGE
No material or nonsubstantive change to a currently approved collection   No
Emergency 04/02/1981
Approved with change 04/02/1981
Retrieve Notice of Action (NOA) 04/02/1981
  Inventory as of this Action Requested Previously Approved
12/31/1982 12/31/1982 12/31/1982
108 0 120
18 0 20
0 0 0

SECTION 31 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, DIRECTS THAT EVERY NATIONAL SECURITIES EXCHANGE SHALL PAY TO THE COMMISSION TRANSACTION FEES BASED ON THE TOTAL DOLLAR AMOUNT OF SALES OF SECURITIES. THE NINE NATIONAL SECURITIES EXCHANGES REPORT THE TOTAL MARKET VALUE OF SECURITIES TRADED EACH MONTH.

None
None


No

1
IC Title Form No. Form Name
MANDATORY MONTHLY REPORT OF MARKET VALUE AND VOLUME OF SALES ON EXCHANGE R-31

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 108 120 0 0 -12 0
Annual Time Burden (Hours) 18 20 0 0 -2 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/02/1981


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