Information Collection

Registration Of Successor To Registered Municipal Securities Dealer. 17 Cfr 240.15ba2-4

IC 158376 under ICR 198108-3235-037 · OMB 3235-0089.

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Information Collection (IC) Details

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IC Title:	REGISTRATION OF SUCCESSOR TO REGISTERED MUNICIPAL SECURITIES DEALER. 17 CFR 240.15BA2-4	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	17 CFR 240.	No	No
Form	15BA2-4:	No	No
Form	RULE 15BA2-4	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	5	5
Annual IC Time Burden (Hours)	20	20
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.