APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)

ICR 198108-3235-038

OMB: 3235-0090

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0090 198108-3235-038
Historical Active
SEC
APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 10/21/1981
Retrieve Notice of Action (NOA) 08/26/1981
  Inventory as of this Action Requested Previously Approved
10/31/1984 10/31/1984
5 0 0
5 0 0
0 0 0

RULE 15BA2-2, AS ADOPTED ON OCTOBER 24, 1975, PROVIDES THAT AN APPLICATION FOR REGISTRATION WITH THE COMMISSION BY A NON-BANK MUNICIP SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE MUST BE FIL ON FORM BD. THE INFORMATION REQUIRED TO BE DISCLOSED ON FORM BD IS NECESSARY FOR THE COMMISSION TO DETERMINE WHETHER REGISTRATION AS A BROKER OR DEALER SHOULD BE GRANTED AND TO FURNISH INFORMATION TO PUBLI INVESTORS.

None
None


No

1
IC Title Form No. Form Name
APPLICATION FOR REGISTRATION OF NON-BANK MUNICIPAL SECURITIES DEALER WHOSE BUSINESS IS EXCLUSIVELY INTRASTATE (17 CFR 240.15BA2-2) 17 CFR 240., 15BA2-2:, 15BA2-2

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5 0 0 0 5 0
Annual Time Burden (Hours) 5 0 0 0 5 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/26/1981


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