OMB.report

Federal forms, ICRs, and supporting documents

Information Collection

Initial Fees For Seco Broker-dealers And Associated Persons (17 Cfr 240.15b9-1 (a) And (b), And Form Seco-5 (17 Cfr 249.505)

IC 158552 under ICR 198109-3235-034 · OMB 3235-0129.

Documents and Forms
Document Name
Document Type
No indexed documents/forms are available for this IC yet. A refresh has been queued.
Information Collection (IC) Details

View Information Collection (IC)

INITIAL FEES FOR SECO BROKER-DEALERS AND ASSOCIATED PERSONS (17 CFR 240.15B9-1 (A) AND (B), AND FORM SECO-5 (17 CFR 249.505)
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form RULE NO. No No
Form 17 CFR 240. No No
Form 15B9-1(A) & No No
Form , SECO-5 No No


    

125 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 125 0 0 125 0 0
Annual IC Time Burden (Hours) 42 0 0 42 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
 
 
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.