Information Collection

Initial Fees For Seco Broker-dealers And Associated Persons (17 Cfr 240.15b9-1 (a) And (b), And Form Seco-5 (17 Cfr 249.505)

IC 158552 under ICR 198109-3235-034 · OMB 3235-0129.

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IC Title:

INITIAL FEES FOR SECO BROKER-DEALERS AND ASSOCIATED PERSONS (17 CFR 240.15B9-1 (A) AND (B), AND FORM SECO-5 (17 CFR 249.505)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO.	No	No
Form	17 CFR 240.	No	No
Form	15B9-1(A) &	No	No
Form	, SECO-5	No	No

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 125

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	125	125
Annual IC Time Burden (Hours)	42	42
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.