OMB control number
Initial Fees For Seco Broker-dealers And Associated Persons (17 Cfr 240.15b9-1 (a) And (b), And Form Seco-5 (17 Cfr 249.505)
OMB 3235-0129 · SEC.
OMB 3235-0129
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 INITIAL FEES FOR SECO BROKER-DEALERS AND ASSOCIATED PERSONS (17 CFR 240.15B9-1 (A) AND (B), AND FORM SECO-5 (17 CFR 249.505) |
Form |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 198109-3235-034 | New collection (Request for a new OMB Control Number) | 1981-09-29 | Approved without change |