FIDELITY BONDS 17 CFRCFR 240.15B10-11

ICR 198110-3235-048

OMB: 3235-0190

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
158851
Migrated
ICR Details
3235-0190 198110-3235-048
Historical Active
SEC
FIDELITY BONDS 17 CFRCFR 240.15B10-11
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/01/1981
Retrieve Notice of Action (NOA) 10/27/1981
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984
50 0 0
9 0 0
0 0 0

RULE 15B10-11, ADOPTED DECEMBER 2, 1976, REQUIRES ALL COVERED ENTITIES (SEE NUMBER 23 BELOW), WHO ARE SIPC MEMBERS, TO CARRY BLANKET FIDELITY BONDS ON THEIR OFFICERS AND EMPLOYEES. ENTITIES MAY NOT CANCEL, TERMINATE OR MODIFY SUCH BOND WITHOUT NOTICE TO THE COMMISSION. SUCH NOTICE ENSURES INVESTORS OF CONTINUOUS FIDELITY BOND COVERAGE ON THEIR SECURITIES.

None
None


No

1
IC Title Form No. Form Name
FIDELITY BONDS 17 CFRCFR 240.15B10-11

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 0 0 0 50 0
Annual Time Burden (Hours) 9 0 0 0 9 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/1981


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