REPORTING REQUIREMENT FOR MARKET-MAKERS IN OTC MARGIN SECURITIES, RULE 17A-12, 17 CFR 240.17A-12, FORM 17 CFR 249.620

ICR 198110-3235-051

OMB: 3235-0193

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0193 198110-3235-051
Historical Active
SEC
REPORTING REQUIREMENT FOR MARKET-MAKERS IN OTC MARGIN SECURITIES, RULE 17A-12, 17 CFR 240.17A-12, FORM 17 CFR 249.620
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/01/1981
Retrieve Notice of Action (NOA) 10/27/1981
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984
100 0 0
300 0 0
0 0 0

RULE 17A-12 AND FORM X-17A-12(2). ADOPTED IN JULY 1969 AND AMENDED IN OCTOBER 1972, IMPLEMENT A FILING REQUIREMENT OF REGULATION U PROMULGAT BY THE FEDERAL RESERVE BOARD, AND ARE USED TO DETERMINE ELIGIBILITY FO EXEMPT CREDIT UNDER THE MARKET MAKER EXEMPTION OF REGULATION U.

None
None


No

1
IC Title Form No. Form Name
REPORTING REQUIREMENT FOR MARKET-MAKERS IN OTC MARGIN SECURITIES, RULE 17A-12, 17 CFR 240.17A-12, FORM 17 CFR 249.620 859

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 100 0 0 0 100 0
Annual Time Burden (Hours) 300 0 0 0 300 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/27/1981


© 2024 OMB.report | Privacy Policy