PURPOSE PURSUANT TO REGULATION U SECTIONS 221.3(W), (Y), AND (Z). FULL TITLES ARE ON THE SUPPORTING STATEMENT.

ICR 198110-7100-006

OMB: 7100-0116

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0116 198110-7100-006
Historical Active 198104-7100-089
FRS
PURPOSE PURSUANT TO REGULATION U SECTIONS 221.3(W), (Y), AND (Z). FULL TITLES ARE ON THE SUPPORTING STATEMENT.
Revision of a currently approved collection   No
Regular
Approved without change 10/29/1981
Retrieve Notice of Action (NOA) 10/08/1981
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984 12/31/1981
435 0 400
218 0 200
0 0 0

THE BOARD PERMITS CERTAIN SECURITIES PROFESSIONALS TO OBTAIN CREDIT IN EXCESS OF THE AMOUNT AVAILABLE TO ORDINARY BORROWERS. IF OTC MARKET MAKERS, THIRD MARKET MAKERS, AND BLOCK POSITIONERS EXECUTE THE APPROPRIATE STATEMENT OF PURPOSE, THEY CAN OBTAIN "GOOD FAITH" LOAN VALUE (NOT TO EXCEED 100%) AGAINST STOCK COLLATERAL.

None
None


No

1
IC Title Form No. Form Name
PURPOSE PURSUANT TO REGULATION U SECTIONS 221.3(W), (Y), AND (Z). FULL TITLES ARE ON THE SUPPORTING STATEMENT. F.R. FORM, U-2,, FORM U-3,, AND, FORM U-5

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 435 400 0 0 35 0
Annual Time Burden (Hours) 218 200 0 0 18 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/08/1981


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