APPLICATIONS FOR REVIEW OF FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP, PARTICIPATION OR LIMITATIONS OF ACCESS TO SERVICES IMPOSED BY SELF-REGULATORY ORGANIZATIONS

ICR 198111-3235-001

OMB: 3235-0204

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0204 198111-3235-001
Historical Active
SEC
APPLICATIONS FOR REVIEW OF FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP, PARTICIPATION OR LIMITATIONS OF ACCESS TO SERVICES IMPOSED BY SELF-REGULATORY ORGANIZATIONS
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/08/1981
Retrieve Notice of Action (NOA) 11/02/1981
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984
13 0 0
234 0 0
0 0 0

RULE 19D-3, ADOPTED ON JULY 8, 1977, PRESCRIBES THE FORM AND CONTENT OF APPLICATIONS TO THE COMMISSION FOR REVIEW OF FINAL DISCIPLINARY SANCTIONS, DENIALS OF MEMBERSHIP, PARTICIPATION OR ASSOCIATION WITH A MEMBER OR PROHIBITIONS OR LIMITATIONS OF ACCESS TO SERVICES IMPOSED BY SELF-REGULATORY ORGANIZATIONS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 13 0 0 0 13 0
Annual Time Burden (Hours) 234 0 0 0 234 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/02/1981


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