MONITORING EFFECT OF COMPETITIVE COMMISSION RATES (17 CFR 240.17A-20)

ICR 198111-3235-004

OMB: 3235-0207

Federal Form Document

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Name
Status
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ICR Details
3235-0207 198111-3235-004
Historical Active
SEC
MONITORING EFFECT OF COMPETITIVE COMMISSION RATES (17 CFR 240.17A-20)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/11/1981
Retrieve Notice of Action (NOA) 11/02/1981
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984
28,000 0 0
1 0 0
0 0 0

RULE 17A-20, ORIGINALLY ADOPTED ON DECEMBER 17, 1975, AND MOST RECENTL AMENDED ON APRIL 22, 1977, REQUIRES THAT BROKER-DEALERS REPORT REVENUE AND EXPENSES AND RELATED FINANCIAL AND OTHER INFORMATION FOR EACH CALENDAR QUARTER ON FORM X-17A-5.

None
None


No

1
IC Title Form No. Form Name
MONITORING EFFECT OF COMPETITIVE COMMISSION RATES (17 CFR 240.17A-20)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 28,000 0 0 0 28,000 0
Annual Time Burden (Hours) 1 0 0 0 1 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/02/1981


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