RULE 204-2 BOOKS AND RECORDS TO BE MAINTAINED BY INVESTMENT ADVISERS

ICR 198111-3235-039

OMB: 3235-0244

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0244 198111-3235-039
Historical Active
SEC
RULE 204-2 BOOKS AND RECORDS TO BE MAINTAINED BY INVESTMENT ADVISERS
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/22/1981
Retrieve Notice of Action (NOA) 11/03/1981
The "consent to service" under Rule 0-2 is not an information collection within the meaning of the Paperwork Reduction Act - it is not subject to OMB clearance.
  Inventory as of this Action Requested Previously Approved
12/31/1982 12/31/1982
774,900 0 0
1,379,000 0 0
0 0 0

TO REQUIRE REGISTERED INVESTMENT ADVISERS TO KEEP AND MAINTAIN CERTAIN RECORDS RELEVANT TO THEIR BUSINESSES WHICH, AMONG OTHER THINGS ENABLE THE COMMISSION TO DETERMINE COMPLIANCE BY REGISTERED INVESTMENT ADVISE WITH THE ADVISERS ACT AND THE RULES THEREUNDER.

None
None


No

1
IC Title Form No. Form Name
RULE 204-2 BOOKS AND RECORDS TO BE MAINTAINED BY INVESTMENT ADVISERS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 774,900 0 0 0 774,900 0
Annual Time Burden (Hours) 1,379,000 0 0 0 1,379,000 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/03/1981


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