NOTICE OF PROPOSED SALE OF SECURITIES FORM 237 RELATING TO RESALES OF RESTRICTED SECURITIES MADE PURSUANT TO RULE 237

ICR 198201-3235-001

OMB: 3235-0263

Federal Form Document

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Document
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0263 198201-3235-001
Historical Active
SEC
NOTICE OF PROPOSED SALE OF SECURITIES FORM 237 RELATING TO RESALES OF RESTRICTED SECURITIES MADE PURSUANT TO RULE 237
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 01/12/1982
Retrieve Notice of Action (NOA) 01/06/1982
  Inventory as of this Action Requested Previously Approved
01/31/1984 01/31/1984
38 0 0
114 0 0
0 0 0

RULE 237 EXEMPTS FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT RESTRICTED SECURITIES HELD BY CERTAIN PERSONS IF, AMONG OTHER THINGS, A NOTIFICATION ON FORM 237 IS FILED. THE COMMISSION USES THE INFORMATION ON THE FORM TO MONITOR THE USE OF THE RULE AND ENSURE THE RULE IS BEING COMPLIED WITH.

None
None


No

1
IC Title Form No. Form Name
NOTICE OF PROPOSED SALE OF SECURITIES FORM 237 RELATING TO RESALES OF RESTRICTED SECURITIES MADE PURSUANT TO RULE 237 SEC 1767

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 38 0 0 0 38 0
Annual Time Burden (Hours) 114 0 0 0 114 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/06/1982


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