Notice By Self-regulatory Organization Of Proposed Admission To Or Continuance In Membership Or Participation Or Assn. With A Member Of Any Person Subject To Statutory Disqualif.

NOTICE BY SELF-REGULATORY ORGANIZATION OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP OR PARTICIPATION OR ASSN. WITH A MEMBER OF ANY PERSON SUBJECT TO STATUTORY DISQUALIF.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0259 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	NOTICE BY SELF-REGULATORY ORGANIZATION OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP OR PARTICIPATION OR ASSN. WITH A MEMBER OF ANY PERSON SUBJECT TO STATUTORY DISQUALIF.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE NO. FOR	No	No
Form	17 CFR	No	No
Form	240.19H-1(A)	No	No
Form	(C) THRU (E)	No	No
Form	(G), RULE	No	No
Form	19H-1(A),	No	No
Form	(C) - (E)	No	No
Form	(G)	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	60	60
Annual IC Time Burden (Hours)	135	135
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.