NOTICE BY SELF-REGULATORY ORGANIZATION OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP OR PARTICIPATION OR ASSN. WITH A MEMBER OF ANY PERSON SUBJECT TO STATUTORY DISQUALIF.
ICR 198308-3235-003
OMB: 3235-0259
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0259 can be found here:
NOTICE BY SELF-REGULATORY
ORGANIZATION OF PROPOSED ADMISSION TO OR CONTINUANCE IN MEMBERSHIP
OR PARTICIPATION OR ASSN. WITH A MEMBER OF ANY PERSON SUBJECT TO
STATUTORY DISQUALIF.
RULE 19H-1(A), (C) THROUGH (E) AND
(G), ADOPTED ON JULY 8, 1977, PRESCIBES THE FORM AND CONTENT OF
NOTICE BY SROS OF PROPOSED ADMISSION TO OR CONTINUANCE IN
MEMBERSHIP OR PARTICIPATION OR ASSOCIATION WITH A MEMBER OF ANY
PERSON SUBJECT TO A STATUTORY DISQUALIFICATION AND APPLICATIONS TO
THE COMMISSION FOR RELIEF THEREFROM.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.