FINGERPRINTING REQUIREMENTS FOR SECURITIES PROFESSIONALS (17 CFR 240.17F-2(A))

ICR 198308-3235-009

OMB: 3235-0034

Federal Form Document

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ICR Details
3235-0034 198308-3235-009
Historical Active 198107-3235-011
SEC
FINGERPRINTING REQUIREMENTS FOR SECURITIES PROFESSIONALS (17 CFR 240.17F-2(A))
No material or nonsubstantive change to a currently approved collection   No
Emergency 08/16/1983
Approved with change 08/16/1983
Retrieve Notice of Action (NOA) 08/16/1983
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984 09/30/1984
123,149 0 123,149
50,000 0 61,575
0 0 0

RULE 17F-2(A), WHICH WAS ADOPTED BY THE COMMISSION ON MARCH 16, 1976, REQUIRES THAT SECURITIES PROFESSIONALS BE FINGERPRINTED. THIS REQUIRE MENT SERVES (1) TO IDENTIFY SECURITY RISK PERSONNEL, (2) TO ALLOW AN PLOYER TO MAKE FULLY-INFORMED EMPLOYMENT DECISIONS AND (3) TO DETER POSSIBLE WRONGDOERS FROM SEEKING EMPLOYMENT IN THE SECURITIES INDUSTRY

None
None


No

1
IC Title Form No. Form Name
FINGERPRINTING REQUIREMENTS FOR SECURITIES PROFESSIONALS (17 CFR 240.17F-2(A))

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 123,149 123,149 0 0 0 0
Annual Time Burden (Hours) 50,000 61,575 0 -11,575 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/16/1983


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