Information Collection

Form Adv Application (17 Cfr 279.1) And Rule 203-1 Under The Investment Advisers Act Of 1940 (17 Cfr 275.203-1)

IC 177215 under ICR 198308-3235-011 · OMB 3235-0049.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	FORM ADV APPLICATION (17 CFR 279.1) AND RULE 203-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940 (17 CFR 275.203-1)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1707				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,101	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,101	0	1,101
Annual IC Time Burden (Hours)	7,913	-895	8,808
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.